Regulatory Oversight Associate
Résumé du poste par JobGrid
Regulatory Oversight Associate at Davy: Dublin, Irlande; Hybride; Finance, juridique et conformité. JobGrid adds normalized role facts, source context, and a path to the employer application page so candidates can compare the listing before applying.
- Location and workplace: Dublin, Irlande, Hybride
- Role classification: Finance, juridique et conformité
- Source freshness: checked by JobGrid on 2026-05-28.
- Application path: candidates continue to the employer application page with non-personal referral tags.
About us
At Davy, it’s the unique talents of all our people that have been the foundations of our success for 100 years. As we continue to grow, so do you. Because you are not just part of our team – you are a key player in shaping our future.
At Davy, you are the difference.
Established in 1926, the Davy Group sits at the heart of wealth and capital in Ireland, providing a broad range of services to high-net-worth individuals, self-directed investors, small-to-medium enterprises, credit unions, corporations, and domestic & international institutional investors.
Our culture is shaped around three values, which are at the heart of everything we do: client success, one Davy, and building a proud legacy. Sharing the same goals, we work together to deliver exceptional outcomes for our clients. As part of a team of over 900, you will be encouraged to learn and to grow, both professionally and personally.
About the role
An exciting opportunity has opened up in our Davy First Line of Defence team with Wealth Risk. In the role, the successful candidate will:
- Maintain and manage the First Line of Defence risk register including logging new risk events, breaches, complaints and updating as applicable, and following up with team members to ensure closure of events.
- Perform quality assurance checks on risk data submissions from business units to ensure completeness and accuracy before reporting.
- Overseeing the database management for the First Line of Defence Risk team, compiling and analysing data, and generating reports.
- Conduct local review of risk events, perform root-cause analysis of events, and follow up with the business with queries and resolution.
- Prepare monthly risk reports and department MI for Management team.
- Support regulatory, internal audit, and compliance requests, including preparing data extracts, gathering evidence, and coordinating responses with business teams.
- Provide day‑to‑day support to business units on risk queries, acting as a point of contact for guidance on risk processes and standards.
- Maintain 1LOD risk documentation.